Series VIIOperations & Compliance3.40 MB PDF
NISM Series VII: Securities Operations and Risk Management (SORM) Workbook
The industry standard for back-office and middle-office operations at brokerage firms covering trade processing, settlement guarantees, client margins, and risk surveillance.
What’s Covered in This Official Workbook
Clearing Corporations & settlement cycles (T+1)
Broker risk management & client capital adequacy
Core back-office reconciliation
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This study material is provided free of cost for student benefit and exam preparation. Official registered certifications can be scheduled directly at nism.ac.in.