NISM Series III-C: Securities Intermediaries Compliance (Fund) Workbook

Compliance textbook tailored for Asset Management Companies (AMCs) and trustee companies governing scheme compliance, Chinese walls, and valuation norms.

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What’s Covered in This Official Workbook

AMC trustee duties & governance

Conflict of interest & Chinese wall policies

Valuation of illiquid & debt securities

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This study material is provided free of cost for student benefit and exam preparation. Official registered certifications can be scheduled directly at nism.ac.in.