NISM Series III-C: Securities Intermediaries Compliance (Fund) (Official NISM Series III-C)
Official NISM Series III-C exam preparation module for NISM Series III-C: Securities Intermediaries Compliance (Fund). Contains 10 structured practice tests with 750+ real-feel questions, complete with explanations, syllabus coverage, and passing benchmarks.
- Certification Code: NISM Series III-C
- Governing Body: SEBI
- Exam Pattern: 100 Multiple Choice Questions, 120 Minutes duration
- Passing Score: 60% benchmark score to pass
- Negative Marking: 25% (0.25 marks deducted per wrong answer)
- Certificate Validity: 3 Years
- Total Practice Questions: 750+ real-exam format questions
- Official Examination Fee: ₹1,500 + GST
Syllabus and Curriculum Modules
- Regulatory Framework for Fund Intermediaries
- Fund Operations & Prudential Investment Norms
- Disclosures, Marketing Rules & Code of Conduct
NISM Series III-C: Securities Intermediaries Compliance (Fund)
NISM Series III-C certification — Fund Compliance exam preparation
Avg. Salary
₹6.0 LPA
Qualification
Graduate
Test Questions
100 Qs
Duration
120 Mins
Passing Score
60%
Cert. Validity
3 Years
Official Regulatory Mandate
Mandatory qualification for Compliance Officers of Fund intermediaries including Mutual Funds, Asset Management Companies (AMCs), and Trustees.
About the Course & Exam
Official NISM Series III-C exam preparation module for NISM Series III-C: Securities Intermediaries Compliance (Fund). Contains 10 structured practice tests with 750+ real-feel questions, complete with explanations, syllabus coverage, and passing benchmarks.
What You Will Achieve
Professional Certification
SEBI Certified AMC Compliance Officer
Mandatory compliance credential for designated Compliance Officers of SEBI-registered Asset Management Companies.
Core Practical Competencies
- SEBI (Mutual Funds) Regulations, 1996 in-depth compliance
- Scheme investment limits & exposure prudential norms
- AMC governance, Trustee oversight & code of ethics
Choose Your Practice Package
Instant Online Access • Real Exam Simulator10 Days Access
- 10 Days Full Online Access
- 5 Chapter-Wise Practice Sets
- 1 Full Real-Feel Mock Exam
- Instant Scoring & Detailed Explanations
- Mobile & Desktop Friendly
30 Days Access
- 30 Days Full Online Access
- All Chapter Practice Sets (500+ Qs)
- All Full Real-Feel Mock Exams (Timed)
- Last-Day Revision Test Modules
- Chapter-Wise Accuracy & Performance Analytics
- Instant Scoring with Official Explanations
60 Days Access
- 60 Days Extended Full Online Access
- Complete Question Bank Access (1,000+ Qs)
- All Independent Real-Feel Mock Papers
- All Chapter Practice Sets & Revision Tests
- 3 Attempts per Test Paper Included
- Latest 2025 Syllabus Updates Included
- Priority Email & WhatsApp Support
Official NISM Examination Workbook & Study Notes
Published by NISM for candidates. Read the full syllabus textbook online or download free in PDF.
NISM Series III-C: Securities Intermediaries Compliance (Fund) Workbook
Compliance textbook tailored for Asset Management Companies (AMCs) and trustee companies governing scheme compliance, Chinese walls, and valuation norms.
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