NISM Series III-A: Securities Intermediaries Compliance (Non-Fund)
NISM Series III-A certification — Securities Compliance exam preparation
Avg. Salary
₹5.0 LPA
Qualification
Graduate
Test Questions
100 Qs
Duration
120 Mins
Passing Score
60%
Cert. Validity
3 Years
Official Regulatory Mandate
Mandatory for Compliance Officers of non-fund intermediaries including Stock Brokers, Sub-Brokers, Depository Participants, and Merchant Bankers.
About the Course & Exam
Official NISM Series III-A exam preparation module for NISM Series III-A: Securities Intermediaries Compliance (Non-Fund). Contains 14 structured practice tests with 1050+ real-feel questions, complete with explanations, syllabus coverage, and passing benchmarks.
What You Will Achieve
Professional Certification
SEBI Certified Compliance Officer (Non-Fund Intermediaries)
Legally required by SEBI for designation as Chief Compliance Officer at Stock Broking and Depository organizations.
Core Practical Competencies
- SEBI Intermediaries Regulations
- Insider Trading & Prevention of Fraudulent Practices (PFUTP)
- PMLA audit, Suspicious Transaction Reporting (STR) to FIU-IND
Choose Your Practice Package
Instant Online Access • Real Exam Simulator10 Days Access
₹649
- 10 Days Full Online Access
- 5 Chapter-Wise Practice Sets
- 1 Full Real-Feel Mock Exam
- Instant Scoring & Detailed Explanations
- Mobile & Desktop Friendly
30 Days Access
₹1,038
- 30 Days Full Online Access
- All Chapter Practice Sets (500+ Qs)
- All Full Real-Feel Mock Exams (Timed)
- Last-Day Revision Test Modules
- Chapter-Wise Accuracy & Performance Analytics
- Instant Scoring with Official Explanations
60 Days Access
₹1,298
- 60 Days Extended Full Online Access
- Complete Question Bank Access (1,000+ Qs)
- All Independent Real-Feel Mock Papers
- All Chapter Practice Sets & Revision Tests
- Unlimited Test Retakes & Performance Tracking
- Latest 2025 Syllabus Updates Included
- Priority Email & WhatsApp Support
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